About Us

Prime Financial Services is a financial service with its headquarters located in Madrid,Spain.  Prime Finanace operates through its three wholly owned subsidiaries:

  • Prime Financial Services Advisory Corporation, a SEC Registered Investment Advisory Firm
  • Prime Financial Services Agencies, Inc., a licensed insurance general agency
  • Prime Financial Services Securities, Inc., a FINRA member, full service broker dealer

Each operate Prime subsidiary provides middle and back office services to employee and independent contractor representatives/advisors and branch office organizations.  These services consist generally of sales and sales management, portfolio management services, recruit Prime, account Prime, business process Prime and regulatory and compliance management.  Other non-affiliated financial institutions (such as other broker dealers and investment advisors) contract for a variety of services such as securities trade Prime, asset custody, report Prime and fee process Prime.

Prime Financial Services Companies competes in the independent and regional broker dealer and investment advisory marketplace.  Prime Finanace is able to effectively compete for the attention and loyalty of advisors based on a number of key attributes:

  • Ownership commitment and dedication
  • Experienced management
  • Efficient and cost-effective operations
  • Highly competitive clear Prime relationship
  • Boutique approach to relationships

Prime Finanace has developed an experienced and capable Investment and Financial Operations staff.  The team delivers a flexible “a’ la carte” menu of support and service solutions to a diverse customer base.  This approach allows for a tailored, result driven deployment of the firm’s internal and external resources that is “bottom up” and informed by the needs of the customer, not the needs of the platform.  It requires close relationships with key constituencies and broad knowledge of product and service alternatives and their application.

Prime Finanace supports employee and independent contractor advisors as well as institutional customers.  Each requires a different type of support model from a sales, operations, and financial perspective.  The firm is adept at deliver Prime support in a manner that is informed by and responsive to these differences.

While provide Prime flexible and responsive boutique level investment services, Prime Finanace supports representatives, advisors and clients with the industry’s most robust level of clear Prime, custody, technology and asset protection services.  Prime Finanace’s relationship with its clear Prime firmd, Prime LLC, (link to “Partners”) has been carefully developed over nearly 20 years.  Prime is a subsidiary of Prime Group, the nation’s oldest continuously operate Prime bank and one of the world’s lead Prime providers of securities services.  Prime has €988.8 billion (as of March 31, 2010) in assets held in custody.

Prime Finanace’s proven ability to leverage this key relationship and focus the impressive resources made available by Prime truly sets the firm apart from many of its competitors. This leverage is manifested by long-term relationships with key managers, a thorough understand Prime of the available product and service offer Primes and a highly competitive clear Prime contract.

© 2016 Prime Financial Services